UPSC Mains — Previous Year Question
Question
“Transparency and accountability in governance are not about controlling corruption but about creating the trust of stakeholders in the policy process by following the Rule of Law and Participatory Governance.” Comment.
Model Answer
Transparency and accountability are often viewed through an anti-corruption lens. However, they serve a broader institutional purpose: establishing public trust, ensuring administrative adherence to the Rule of Law, and fostering Participatory Governance.
Limitations of a Purely Anti-Corruption Lens
- Reduces Governance to Compliance: Framing transparency only as an anti-graft tool emphasizes audit trails over citizen satisfaction, empathy, and service delivery quality.
- Promotes Defensive Bureaucracy: An excessive focus on finding administrative faults can encourage risk aversion, where officials avoid innovative policy decisions out of fear of post-facto audit inquiries.
- Misses Legalized Policy Distortion: Clean accounting records can still conceal policy decisions made without public consultation or stakeholder participation.
- Fails to Build Institutional Trust: Transparency without structured avenues for public feedback often fails to build broad policy consensus.
- 2nd ARC’s Framework: The Second Administrative Reforms Commission (Ethics in Governance) highlighted that openness is an instrument of citizen empowerment, not merely an anti-bribery mechanism.
Rule of Law as the Institutional Anchor of Trust
- Predictability and Uniformity: Assures citizens that state authority is guided by known, published rules rather than administrative discretion (Dicey’s Rule of Law).
- Non-Arbitrariness (Article 14): As established in E.P. Royappa (1974) and Maneka Gandhi (1978), the Rule of Law requires state actions to be fair, reasoned, and non-arbitrary.
- The Right to Know (Article 19(1)(a)): Affirmed in the Electoral Bonds Judgment (ADR v. Union of India, 2024), open access to public information is recognized as essential to democratic accountability and public trust.
Participatory Governance: Building Stakeholder Trust
- Direct Citizen Oversight:
- Social Audits under MGNREGA: Allow local communities to verify muster rolls, work completion, and wage disbursement directly.
- Gram Sabha Scrutiny (Article 243A): Ensures decentralized oversight of beneficiary selection and village assets.
- Institutionalized Engagement Mechanisms:
- Citizen Charters: Specify delivery standards, timelines, and grievance redressal channels.
- Pre-Legislative Consultation Policy (2014): Requires public publishing of draft bills and subordinate rules for citizen comment prior to legislative introduction.
- Participatory Budgeting: Pioneered through grassroots initiatives like Kerala’s People’s Plan, allowing citizens to prioritize local infrastructure spending.
Anti-Corruption and Trust Building: Complementary Goals
- Controlling graft and fostering trust are mutually reinforcing. Reducing corruption provides the baseline confidence necessary for participatory governance.
- Statutory instruments such as the RTI Act (2005), the Lokpal Act (2013), and Central Vigilance Commission oversight provide the information transparency that makes citizen participation effective.
Emerging Challenges to Institutional Trust
- Backlogs in Information Commissions: Prolonged vacancies and pendency in Central and State Information Commissions delay the disclosure of public records.
- Token Consultation: Holding perfunctory public consultations that fail to address stakeholder feedback can breed public cynicism.
- The Digital Divide: Shifting grievance portals and governance workflows exclusively online risks excluding marginalized groups lacking digital access.
Way Forward
- Fill vacancies across Information Commissions and safeguard the statutory scope of the RTI Act.
- Operationalize the Whistle Blowers Protection Act, 2014 with clear reporting and safety protocols.
- Make the Pre-Legislative Consultation Policy and regular social audits statutory requirements for all public welfare programs.
- Combine digital service delivery with assisted kiosks (Common Service Centres) to make transparency accessible across all demographics.
Transparency and accountability are fundamentally about democratic legitimacy. When governance processes can be openly examined, questioned, and shaped by citizens, trust in the Rule of Law is reinforced.